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Securities & Securities Litigation

M&ASecurities & Securities Litigation

Neel Lemon

Neel Lemon represents public and private companies and private equity firms in securities offerings, mergers and acquisitions and corporate finance transactions. Counsels companies on corporate governance, fiduciary duty, Sarbanes-Oxley, Dodd-Frank and securities law disclosure and compliance matters, as well as in connection with SEC and other governmental investigations. Mr. Lemon…
tthorp
February 7, 2022
LitigationSecurities & Securities LitigationWhite Collar

Peter Morris

As co-chair of the firm's White Collar and Investigations Practice group, Peter Morris represents institutional clients and senior executives in federal prosecutions, including securities, banking and healthcare fraud, criminal antitrust, bribery, money laundering, tax evasion and environmental crimes. Peter’s decades of experience support him in serving as a tenacious investigator…
tthorp
February 7, 2022
Securities & Securities LitigationShares Client Philosophy

Peter S. Fruin

Peter is a Shareholder and Chair of the Securities and Financial Services Practice at Maynard Nexsen. He represents commercial businesses nationwide in financial litigation. Peter has extensive experience representing brokerage houses in litigation and regulatory matters brought by their customers, employees, competitors, or regulators. He also represents issuers and underwriters…
tthorp
February 7, 2022
ComplianceSecurities & Securities LitigationShares Client Philosophy

Ronald Fleming

Ron Fleming Jr. represents entrepreneurs and financiers of leading startups in a diverse group of industries including software, ecommerce, cloud computing, video games, cleantech and sports. Ron, the leader of Pillsbury’s Emerging Companies team in New York, maintains a broad-based corporate practice that encompasses securities offerings and compliance, venture capital,…
tthorp
February 7, 2022
Class ActionsCorporateLitigationMVPsRegulatorySecurities & Securities Litigation

Steven M. Pesner

Steve Pesner represents major private equity and investment management funds, domestic and international entrepreneurs, and public and private companies in connection with solving complex litigation, corporate, securities, regulatory and other issues, including class actions, securities actions, bankruptcy issues, RICO claims, and other complex litigations, disclosure issues, FCPA issues, and regulatory…
tthorp
February 7, 2022
InvestigationsMVPsSecurities & Securities Litigation

Steven M. Collins

Steve Collins is senior counsel practicing in the firm’s Litigation & Trial Practice and Securities Litigation Groups. His practice focuses on (i) securities litigation, investigations and enforcement proceedings, (ii) financial services litigation, and (iii) professional liability litigation, as the principal components of a commercial litigation practice. Securities Litigation and Investigations:…
tthorp
February 7, 2022
CorporateM&ASecurities & Securities Litigation

Stephen M. Wilson

Steve Wilson provides legal counsel to clients on acquisitions, joint ventures, tax, economic development and finance transactions. Steve has more than 25 years of experience handling corporate transactional and state and local tax matters, including over 100 separate business acquisitions, over 30 separate joint ventures and strategic alliances, state and…
tthorp
February 7, 2022
CorporateFinanceM&ASecurities & Securities Litigation

William L. Cole

William Cole focuses his practice in the areas of corporate finance and securities, corporate governance, mergers and acquisitions and private business. He has represented a variety of companies in matters such as initial start-up, venture capital, mergers and acquisitions, initial public offerings, public and private sales of debt and equity…
tthorp
February 7, 2022
CorporateFinanceSecurities & Securities LitigationShares Client PhilosophyTransactions

W. Benjamin Barkley

Ben Barkley advises public and private clients in a broad range of corporate finance transactions and securities regulatory matters, including mergers and acquisitions; public offerings and private placements of debt and equity securities; venture capital and private equity investments; compliance with securities disclosure obligations; corporate governance; corporate restructurings; recapitalizations and…
tthorp
February 7, 2022