Richard Choi has more than 35 years’ experience advising investment companies, investment advisers, broker-dealers, and life insurance companies on federal and state securities and insurance compliance and regulatory matters.

Richard’s experience includes representation of investment company boards, independent directors and trustees, and special committees of directors and trustees. He counsels clients on the development and distribution of sophisticated financial products, such as fixed index and variable annuities and life insurance and face-amount certificates. His experience also includes representation of investment advisers and investment companies in regulatory compliance examinations and enforcement matters, opinions on the availability of 1940 Act exemptions in connection with various types of transactions, and in-house training and education seminars on a variety of regulatory and compliance matters.

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+1-202-965-8127

Richard T. Choi

Shareholder
Carlton Fields
District of Columbia

Practice Area: Financial Services Regulatory, Business Transactions

WHAT CLIENTS SAY

"Richard offers exceptional skills and experience in securities law, along with excellent client service."

MY CLIENT PHILOSOPHY

"My approach to delivering excellent client service is to listen carefully, think creatively, and communicate effectively while drawing on over 38 years of practical experience."

– Richard T. Choi

ALL-STAR BIOGRAPHY

Richard Choi has more than 35 years’ experience advising investment companies, investment advisers, broker-dealers, and life insurance companies on federal and state securities and insurance compliance and regulatory matters.

Richard’s experience includes representation of investment company boards, independent directors and trustees, and special committees of directors and trustees. He counsels clients on the development and distribution of sophisticated financial products, such as fixed index and variable annuities and life insurance and face-amount certificates. His experience also includes representation of investment advisers and investment companies in regulatory compliance examinations and enforcement matters, opinions on the availability of 1940 Act exemptions in connection with various types of transactions, and in-house training and education seminars on a variety of regulatory and compliance matters.

Visit All-Star's Firm »

+1-202-965-8127

Richard T. Choi

Shareholder
Carlton Fields
District of Columbia

Practice Area: Financial Services Regulatory, Business Transactions

ALL-STAR BIOGRAPHY

Richard Choi has more than 35 years’ experience advising investment companies, investment advisers, broker-dealers, and life insurance companies on federal and state securities and insurance compliance and regulatory matters.

Richard’s experience includes representation of investment company boards, independent directors and trustees, and special committees of directors and trustees. He counsels clients on the development and distribution of sophisticated financial products, such as fixed index and variable annuities and life insurance and face-amount certificates. His experience also includes representation of investment advisers and investment companies in regulatory compliance examinations and enforcement matters, opinions on the availability of 1940 Act exemptions in connection with various types of transactions, and in-house training and education seminars on a variety of regulatory and compliance matters.

Visit All-Star's Firm »