For almost 30 years, Carole has counseled employers on a wide range of employment claims on a national level, focusing in the financial services industry. She has handled litigation in over thirty states and frequently represents clients before FINRA, AAA, and JAMS in employment-related matters that have been asserted against brokerage firms and other financial institutions.
In serving her clients, Carole often functions as an integral part of their legal and management teams. She offers guidance throughout all phases of the employment cycle, from initial hiring procedures to daily operational aspects such as defining job roles, compensation structures, promotions, performance reviews, and addressing issues related to performance management, terminations, layoffs, and more. Her approach emphasizes practical advice and proactive solutions aimed at preventing litigation. However, she vigorously advocates for clients should litigation become necessary.