Brian also has experience representing clients in the financial services industry in government regulatory investigations and enforcement actions brought by FINRA, the Securities and Exchange Commission, professional boards (e.g, the CFB Board), the department of securities, the department of insurance, and the Internal Revenue Service.

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Ms. Wolf advises corporates and individuals in a variety of industries including financial services, private equity, education, energy, and engineering. Her work pertains to allegations of bribery, securities and accounting fraud. As a complement to her regulatory work, Ms. Wolf conducts sensitive investigations for corporations, financial institutions, and universities. She also frequently collaborates with members of the firm’s Data Strategy & Security practice on issues surrounding artificial intelligence.

Many of these representations are in federal courts, before state attorneys general, or involving regulatory agencies in the U.S. and internationally. She has extensive trial experience in federal court, and is admitted to the Southern District of New York, the Eastern District of New York and the Western District of New York.

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Eric helps financial institutions and startups develop compliant business models through managing federal regulatory requirements, state licensing strategies, and bank partnerships. His particular expertise in lending, payments, and fintech products—including Buy Now Pay Later (BNPL) and Earned Wage Access (EWA)—is deeply rooted in his CFPB regulatory experience. He advises on traditional banking regulatory issues as well as emerging payment services and cutting-edge fintech innovations involving cryptocurrency and stablecoins, card issuance, Fed master accounts, AI and agentic payments, money transmission, and consumer data aggregation services. Eric also evaluates UDAAP risk and counsels on complex legal frameworks including EFTA, TILA, TISA, GLBA, BSA, MLA, the Dodd-Frank Act, the Federal Reserve Act, the FDIC Act and the FTC Act.

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Representing clients ranging from small startups to the third-largest company in the United States, Chris has a truly national practice with particular focus in the areas of consumer protection, antitrust, data privacy (including data breaches, data security, and data collection), and the False Claims Act. Outside the State Attorneys General realm, Chris also has significant experience representing consumer products manufacturers and distributors in product recalls, compliance matters, and industry-wide investigations led by the Consumer Products Safety Commission.

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Pamela frequently advises medical device manufacturers on responses to FDA enforcement actions, including Form FDA-483 observations and Warning Letters. She has extensive experience working with firms to draft written responses, develop and implement corrective actions, and prepare for re-inspection.

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Richard’s experience includes representation of investment company boards, independent directors and trustees, and special committees of directors and trustees. He counsels clients on the development and distribution of sophisticated financial products, such as fixed index and variable annuities and life insurance and face-amount certificates. His experience also includes representation of investment advisers and investment companies in regulatory compliance examinations and enforcement matters, opinions on the availability of 1940 Act exemptions in connection with various types of transactions, and in-house training and education seminars on a variety of regulatory and compliance matters.

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Her practice includes advising healthcare providers, sponsors, and lenders to the healthcare industry. In representing healthcare providers, Diana works with hospitals, ambulatory surgery centers, dental services organizations (DSOs), and large physician group practices.

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